Important Disclosure Information
Pathway Financial Advisors, LLC (“Pathway”) is an SEC registered investment adviser located in South Burlington, Vermont. Pathway may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Pathway’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links.
Accordingly, the publication of Pathway’s web site on the Internet should not be construed by any consumer and/or prospective client as Pathway’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Pathway with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
For information pertaining to the registration status of Pathway, please contact the SEC or the state securities regulators for those states in which Pathway maintains a notice filing. A copy of Pathway’s current written disclosure statement discussing Pathway’s business operations, services, and fees is available from Pathway upon written request. Pathway does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Pathway web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Pathway), will be profitable or equal any historical performance level(s).
Certain portions of Pathway’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Pathway (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Pathway, or from any other investment professional. Pathway is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Pathway’s web site, to release and hold harmless Pathway, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Pathway.
Should you have any questions regarding the above, please contact Scott A. Beaudin at the Pathway office at 2 Market Street, South Burlington, VT 05403